Ultimate L

  Luminy–HughWoodin:UltimateL(I)

  TheXIInternationalWorkshoponSetTheorytookplaceOctober4-8,2010.ItwashostedbytheCIRM,inLuminy,France.IamverygladIwasinvited,sinceitwasagreatexperience:TheWorkshophasatraditionofexcellence,andthistimewasnoexception,withseveralverynicetalks.Ihadthechancetogiveatalk(availablehere)andtointeractwiththeotherparticipants.Thereweretwomini-courses,onebyBenMillerandonebyHughWoodin.Benhasmadetheslidesofhisseriesavailableathiswebsite.

  WhatfollowsaremynotesonHugh’stalks.Needlesstosay,anymistakesaremine.Hugh’stalkstookplaceonOctober6,7,and8.Thoughthetitleofhismini-coursewas“Longextenders,iterationhypotheses,andultimateL”,Ithinkthat“UltimateL”reflectsmostcloselythecontent.ThetalkswerebasedonatinyportionofamanuscriptHughhasbeenwritingduringthelastfewyears,originallytitled“Suitableextendersequences”andmorerecently,“Suitableextendermodels”which,unfortunately,isnotcurrentlypubliclyavailable.

  ThegeneralthemeisthatappropriateextendermodelsforsupercompactnessshouldprovablybeanultimateversionoftheconstructibleuniverseL.Theresultsdiscussedduringthetalksaimatsupportingthisidea.

  UltimateL

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  I

  Letδbesupercompact.ThebasicproblemthatconcernsusiswhetherthereisanL-likeinnermodelN\subseteqVwithδsupercompactinN.

  Ofcourse,theshapeoftheanswerdependsonwhatwemeanby“L-like”.Thereareseveralpossiblewaysofmakingthisnontrivial.Here,weonlyadopttheverygeneralrequirementthatthesupercompactnessofδinNshould“directlytraceback”toitssupercompactnessinV.

  Recall:

  WeuseP_δ(X)todenotetheset\{a\subseteqX\mid|a|<δ\}.

  Anultrafilter(ormeasure)UonP_δ(λ)isfineiffforall\alpha<λwehave\{a\inP_δ(λ)\mid\alpha\ina\}\inU.

  TheultrafilterUisnormaliffitisδ-completeandforallF:P_δ(λ)oλ,ifFisregressiveU-ae(i.e.,if\{a\midF(a)\ina\}\inU)thenFisconstantU-ae,i.e.,thereisan\alpha<λsuchthat\{a\midF(a)=\alpha\}\inU.

  δissupercompactiffforallλthereisanormalfinemeasureUonP_δ(λ).

  Itisastandardresultthatδissupercompactiffforallλthereisanelementaryembeddingj:VoMwith{mcp}(j)=δ,j(δ)>λ,andj‘λ\inM(or,equivalently,{}^λM\subseteqM).

  Infact,givensuchanembeddingj,wecandefineanormalfineUonP_δ(λ)by

  A\inUiffj‘λ\inj(A).

  Conversely,givenanormalfineultrafilterUonP_δ(λ),theultrapowerembeddinggeneratedbyUisanexampleofsuchanembeddingj.Moreover,ifU_jistheultrafilteronP_δ(λ)derivedfromjasexplainedabove,thenU_j=U.

  AnothercharacterizationofsupercompactnesswasfoundbyMagidor,anditwillplayakeyroleintheselectinthisreformulation,ratherthanthecriticalpoint,δappearsastheimageofthecriticalpointsoftheembeddingsunderconsideration.Thisversionseemsideallydesignedtobeusedasaguideintheconstructionofextendermodelsforsupercompactness,althoughrecentresultssuggestthatthisis,infact,aredherring.

  Thekeynotionwewillbestudyingisthefollowing:

  Definition.N\subseteqVisaweakextendermodelfor`δissupercompact’iffforallλ>δthereisanormalfineUonP_δ(λ)suchthat:

  P_δ(λ)\capN\inU,and

  U\capN\inN.

  ThisdefinitioncouplesthesupercompactnessofδinNdirectlywithitssupercompactnessinV.Inthemanuscript,thatNisaweakextendermodelfor`δissupercompact’isdenotedbyo^N_{mlong}(δ)=\infty.Notethatthisisaweaknotionindeed,inthatwearenotrequiringthatN=L[\vecE]forsome(long)sequence\vecEofextenders.TheideaistostudybasicpropertiesofNthatfollowfromthisnotion,inthehopesofbetterunderstandinghowsuchanL[\vecE]modelcanactuallybeconstructed.

  Forexample,finenessofUalreadyimpliesthatNsatisfiesaversionofcovering:IfA\subseteqλand|A|<δ,thenthereisaB\inP_{δ}(λ)\capNwithA\subseteqB.Butinfactasignificantlystrongerversionofcoveringholds.Toproveit,wefirstneedtorecallaniceresultduetoSolovay,whousedittoshowthat{\sfSCH}holdsaboveasupercompact.

  Solovay’sLemma.Letλ>δberegular.ThenthereisasetXwiththepropertythatthefunctionf:a\mapsto\sup(a)isinjectiveonXand,foranynormalfinemeasureUonP_δ(λ),X\inU.

  ItfollowsfromSolovay’slemmathatanysuchUisequivalenttoameasureonordinals.

  Proof.Let\vecS=\left<S_\alpha\mid\alpha<λight>beapartitionofS^λ_\omegaintostationarysets.

  (WecouldjustaswelluseS^λ_{\le\gamma}foranyfixed\gamma<δ.Recallthat

  S^λ_{\le\gamma}=\{\alpha<λ\mid{mcf}(\alpha)\le\gamma\}

  andsimilarlyforS^λ_\gamma=S^λ_{=\gamma}andS^λ_{<\gamma}.)

  Itisawell-knownresultofSolovaythatsuchpartitionsexist.

  Hughactuallygaveaquicksketchofacrazyproofofthisfact:Otherwise,attemptingtoproducesuchapartitionoughttofail,andwecanthereforeobtainaneasilydefinableλ-completeultrafilter{\mathcalV}onλ.Thedefinabilityinfactensuresthat{\mathcalV}\inV^λ/{\mathcalV},contradiction.Wewillencounterasimilardefinablesplittingargumentinthethirdlecture.

  LetXconsistofthosea\inP_δ(λ)suchthat,letting\beta=\sup(a),wehave{mcf}(\beta)>\omega,and

  a=\{\alpha<\beta\midS_\alpha\cap\betaisstationaryin\beta\}.

  Thenfis1-1onXsince,bydefinition,anya\inXcanbereconstructedfrom\vecSand\sup(a).AllthatneedsarguingisthatX\inUforanynormalfinemeasureUonP_δ(λ).(ThisshowsthattodefineU-measure1sets,weonlyneedapartition\vecSofS^λ_\omegaintostationarysets.)

  Letj:VoMbetheultrapowerembeddinggeneratedbyU,so

  U=\{A\inP_δ(λ)\midj‘λ\inj(A)\}.

  Weneedtoverifythatj‘λ\inj(X).First,notethatj‘λ\inM.Lettingau=\sup(j‘λ),wethenhavethatM\models{mcf}(au)=λ.Since

  M\modelsj(λ)\geauisregular,

  itfollowsthatau<j(λ).Let\left<T_\beta\mid\beta<j(λ)ight>=j(\left<S_\alpha\mid\alpha<λight>).InM,theT_\betapartitionS^{j(λ)}_\omegaintostationarysets.Let

  A=\{\beta

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